|
|
||
|
“TriAct’s MATCH Now is a useful tool that helps Phillips Hager & North achieve best execution on behalf of our clients. That is why I ask brokers who cover us to actively use MATCH Now.” Keith Watson, |
 Torstein M. Braaten Torstein M. Braaten, CSCP is the Chief Executive Officer and Chief Compliance Officer of TriAct Canada Marketplace LP, an Alternative Trading System (ATS) which operates MatchNowSM, Canada’s leading dark pool. Prior to TriAct, Mr. Braaten was the Chief Compliance Officer at ITG Canada Corp. From 2001 to 2006 Mr. Braaten was Director of Institutional Compliance and Risk Management at RBC Capital Markets supporting Equity and Derivative trading desks, in Toronto. Prior to RBC, Mr. Braaten held progressive institutional compliance positions at Bank of America in Charlotte, North Carolina and BMO Nesbitt Burns in Toronto. Mr. Braaten has 18 years of Banking and Investment Dealer experience with 16 of those years in Compliance. Mr. Braaten is a Director with the National Society of Compliance Professionals, completed the NSCP Certified Securities Compliance Professional certification and a Bachelor of Commerce from Carleton University, Ottawa, Canada. Greg Davies Greg Davies oversees all aspects of TriAct’s financial accounting and reporting. Mr. Davies also acts concurrently as CFO of ITG Canada Corp. Prior to joining ITG and TriAct, he was responsible for finance, operations and technology in the institutional equity divisions of several Canadian Investment Dealers, including TD Securities and CIBC World Markets. Mr. Davies has 25 years of investment industry experience, including acting as Investment Counsel and CFO of a registered Investment Counselor and Portfolio Manager. He is a past Chair of the Ontario District Council of the Investment Industry Regulatory Organization of Canada Inc. and sits on numerous industry committees. He holds a Bachelor of Commerce degree from McMaster University and is a member of the Ontario Institute of Chartered Accountants.
|